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639 Loyola Avenue Suite 2775, New Orleans, LA 70113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-01-23 |
Branch Locations
639 Loyola Avenue Suite 2775, New Orleans, LA 70113 • United States
639 Loyola Avenue Suite 2775, New Orleans, LA 70113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2012-08-15 |
Branch Locations
639 Loyola Avenue Suite 2775, New Orleans, LA 70113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johnson Rice & Company L.L.C. | New Orleans | LA | 03/1995 | Present |
| Green Turtle Capital Management, Llc | New Orleans | LA | 08/2000 | Present |
| Covington Investment Management,Llc | New Orleans | LA | 12/2005 | Present |
MGR. COVINGTON INV. MGT LLC, 12-05 & GREEN TURTLE (GT) CAP MGT LLC, 8-00. COV. INV MGT LLC IS THE GEN. PTR OF COV. PARTNERS LP. GT CAP MGT LLC IS THE GEN. PTR OF GT PTRS. LP. ALL INV-RELATED & IN NOLA. DEVOTE 40 HRS/MO, 20 HRS/MO/MKT HRS. BOARD MEM. BIOPHYSICAL CORP(LAB TESTING)AUSTIN,3-05 & FINE TOOTH(CONTRACT MGT) AUSTIN,11-06. BOTH NOT INV-RELATED. DEVOTE 5 HRS/MO, 0/MKT. HRS. UPTICK ENTERPRISES, MEMBER 5/98, METAIRIE, BOAT OWNERSHIP, NON-INV RELATED, NOT COMP., 1 HR/MTH, 0/MKT HRS. CROSS CREEK FARM, PARTNER 6/95, METAIRIE, HUNTING, NON-INV RELATED, NOT COMP., 5 HRS./MTH, 0/MKT HRS. CHARTEX LLC, MEMBER 12/00, METAIRIE, OIL/GAS/REST. INVS., NOT COMP., 2 HRS/MTH, 0/MKT HRS. FOLSOM LAND LLC, MEMBER 7/03, NOLA, LAND OWNERSHIP, NON-INV RELATED, NOT COMP., 1 HR/MTH, 0/MKT HRS. ZORIC TOO LLC, MEMBER 4/04, HAMMOND, HOUSEBOAT, NON-INV RELATED, YES COMP., 0 HRS. CYPRUS UPTICK, LLC, MEMBER 4/06, KENNER, CONDO, NON-INV RELATED, NOT COMP., 0 HRS. MANAGER OF SOUTHFORK MGMT, LLC 9/29/14 IN NOLA, INVESTMENT RELATED, NOT COMPENSATED, 1 HR/WK DURING MKT HRS TO BUY/SELL INVESTMENTS, KID'S LLC, Manager of ASJ Investments 6/2011 in NOLA, investment related, holds donated investments from parents, not compensated, 0/HR per week. Manager of Corporate Entertainment & Hunting LLC 6/2011 in Covington, LA, hunting lease, not investment related, not compensated, 0/HR per week. Manager of Stanja Investments 12/2012 in NOLA, investment related, not compensated, 0/HR per week. Manager of Slidell Corporate Entertainment 9/2009 in NOLA, hunting lease, not investment related, not compensated, 0/hr per week. Manager of TRSC, LLC 10/26/11, manager on 11/16/15, in NOLA, not investment related, 1/3 fractional interest through flight options for use of plane, not compensated, 0/hr per week. Managing Partner of 1121 Dormand LLC in Houston, TX 1/31/19, not investment related, will have ownership interest investment in hotels, devote 0 hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-17 |
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