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Current Employers
Gladstone Wealth Partners

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-14
TX RA APPROVED_RES 2022-12-16
  • NJ RA
    APPROVED
    Since 2026-01-14
  • TX RA
    APPROVED_RES
    Since 2022-12-16

Branch Locations

45 Eisenhower Drive Suite 230, Paramus, NJ 07652 • United States

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glen Rock NJ 11/2011 05/2021
Bank Of America, N.A. Glen Rock NJ 01/2013 05/2021
Lpl Financial, Llc Paramus NJ 05/2021 Present
Gladstone Wealth Partners Paramus NJ 05/2021 Present
Previous Registrations
Other Businesses

1. 5/5/2021 - No Business Name - Investment Related - Hoboken, NJ. 07030 - Real Estate Rental - Started 03/01/2002 - Owner of Real Estate Rental - Condo - 0 Hours Per Month - Time Spent 0%. 2. 5/7/2021 - Platinum Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/05/2021 - 160 Hours Per Month During/8 Hours Securities Trading - Time Spent 100%. 3. 5/11/2021 - GLADSTONE INSTITUTIONAL ADVISORY, LLC - DBA: (Hybrid) Gladstone Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/03/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GLADSTONE INSTITUTIONAL ADVISORY, LLC, independent investment advisor firm. I started this business activity in 5/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 5/11/2021 - Gladstone Institutional Advisory - DBA: (Hybrid) Platinum Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/05/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GLADSTONE INSTITUTIONAL ADVISORY, LLC, independent investment advisor firm. I started this business activity in 5/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 01/05/2026 - IRUS wealth management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 20 hours per month/ 8 hours during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-22
S63 Uniform Securities Agent State Law Examination 1995-02-17
  • S65 Uniform Investment Adviser Law Examination
    2004-11-22
  • S63 Uniform Securities Agent State Law Examination
    1995-02-17

View on SEC IAPD

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