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Christopher Michael Caruso

Veritas Wealth Partners, LLC

San Mateo, CA

Austin, TX

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Current Employers
Veritas Wealth Partners, Llc

San Mateo, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-20
TX RA APPROVED 2022-04-16
  • CA RA
    APPROVED
    Since 2023-04-20
  • TX RA
    APPROVED
    Since 2022-04-16

Branch Locations

San Mateo, CA • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glovista Investments Llc Anaheim CA 03/2013 08/2021
Veritas Wealth Partners Austin TX 08/2021 Present
  • 03/2013 → 08/2021
    Glovista Investments Llc
    Anaheim, CA
  • 08/2021 → Present
    Veritas Wealth Partners
    Austin, TX
Previous Registrations
  • 2013-06-18 → 2017-12-31
    Glovista Investments Llc
    Jersey City, NJ
    Anaheim, CA
  • 2010-09-29 → 2013-04-10
    Citigroup Global Markets Inc.
    Costa Mesa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-12
S66 Uniform Combined State Law Examination 2010-09-27
S63 Uniform Securities Agent State Law Examination 1994-05-03
  • S65 Uniform Investment Adviser Law Examination
    2022-04-12
  • S66 Uniform Combined State Law Examination
    2010-09-27
  • S63 Uniform Securities Agent State Law Examination
    1994-05-03
Other Names
  • Chris Michael Caruso

View on SEC IAPD

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