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Jeannie Mussa

LPl Financial LLC

Chicago, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-05
IL RA APPROVED 2025-01-23
  • TX RA
    APPROVED_RES
    Since 2025-02-05
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chicago IL 01/2025 Present
Wayne Hummer Investments L.L.C. Chicago IL 12/1989 01/2025
  • 01/2025 → Present
    Lpl Financial Llc
    Chicago, IL
  • 12/1989 → 01/2025
    Wayne Hummer Investments L.L.C.
    Chicago, IL
Previous Registrations
  • 2017-08-07 → 2025-01-23
    Wintrust Investments Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 12/07/1989- 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-05
S63 Uniform Securities Agent State Law Examination 1994-05-10
  • S65 Uniform Investment Adviser Law Examination
    2017-08-05
  • S63 Uniform Securities Agent State Law Examination
    1994-05-10

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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