Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-01-11 |
| FL | RA | APPROVED | 2022-10-10 |
| CT | RA | APPROVED | 2022-09-30 |
| TX | RA | APPROVED | 2022-09-30 |
Branch Locations
One State Street Suite 1600, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Farmington | CT | 01/2009 | 09/2022 |
| Bank Of America, N.A. | Farmington | CT | 07/2011 | 09/2022 |
| Ubs Financial Services, Inc. | Hartford | CT | 09/2022 | Present |
1. Cummings & Lockwood, Law Firm, West Hartford CTUnited States, Lecturer/teacher: sharing business and life planning advice, start date-3/3/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-04 |
Reach out to this advisor