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Current Employers
Manning & Napier Advisors, Llc

290 Woodcliff Drive, Fairport, NY 14450 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-29
TX RA APPROVED 2006-05-10
FL RA APPROVED 2004-10-13
OH RA APPROVED 2004-05-04
  • NY RA
    APPROVED
    Since 2021-07-29
  • TX RA
    APPROVED
    Since 2006-05-10
  • FL RA
    APPROVED
    Since 2004-10-13
  • OH RA
    APPROVED
    Since 2004-05-04

Branch Locations

Hunting Valley, OH • United States

290 Woodcliff Drive, Fairport, NY 14450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manning & Napier Investor Services, Inc. Dublin OH 04/2004 Present
Manning & Napier Advisors, Llc Dublin OH 04/2004 10/2019
Manning & Napier Advisors, Llc Fairport NY 10/2019 Present
Previous Registrations
  • 2006-09-08 → 2013-12-31
    Manning & Napier Advisory Advantage Company, Llc
    Pepper Pike, OH
    Fairport, NY
    Westlake, OH
    Hunting Valley, OH
  • 2003-06-30 → 2004-04-19
    Beachwood, OH
Other Businesses

EMPLOYEE AND REGISTERED INVESTMENT ADVISOR REPRESENTATIVE OF MANNING & NAPIER ADVISORS, LLC, AN AFFILIATED REGISTERED INVESTMENT ADVISOR; MINORITY SHAREHOLDER OF THE COMPANIES THAT COMPRISE THE MANNING & NAPIER GROUP OF COMPANIES, INCLUDING MANNING & NAPIER INVESTOR SERVICES, INC. AND ITS AFFILIATES AS DISCLOSED ON FORM BD; CONRAD'S TOTAL CAR CARE AND TIRE CENTERS - OWNER, BOARD OF DIRECTOR - CHAIRMAN, AND ADVERTISING SPOKESPERSON, NON-INVESTMENT RELATED, 14 HOURS ANNUALLY, ZERO HOURS DURING TRADING HOURS; C.A.W. INC. - S&H INDUSTRIES - OWNER AND BOARD OF DIRECTORS - CHAIRMAN,, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS; ELYRIA SPRING AND SPECIALTY - OWNER AND BOARD OF DIRECTORS - CHAIRMAN, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS; WESTERN MANAGEMENT, INC. - BOARD OF DIRECTORS - CHAIRMAN, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS; VECTORVEST, INC. - BOARD OF DIRECTOR MEMBER (COMPENSATED), 05/2015 - PRESENT, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS. THE VILLAGE OF HUNTING VALLEY - INVESTMENT COMMITTEE ADVISOR; 07/2019- PRESENT, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-28
S65 Uniform Investment Adviser Law Examination 1998-03-11
S63 Uniform Securities Agent State Law Examination 1997-10-22
  • S66 Uniform Combined State Law Examination
    2005-01-28
  • S65 Uniform Investment Adviser Law Examination
    1998-03-11
  • S63 Uniform Securities Agent State Law Examination
    1997-10-22

View on SEC IAPD

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