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Inactive

Stephen Eric Nichols

Spc

Ann Arbor, MI

East Lansing, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-01-28
  • MI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-01-28

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

2900 West Road Ste 203, East Lansing, MI 48823 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Planning Corporation Ann Arbor MI 01/2021 Present
G3 Advisors East Lansing MI 08/2018 Present
Lyman & Sheets Insurance Agency Lansing MI 08/2016 08/2018
  • 01/2021 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
  • 08/2018 → Present
    G3 Advisors
    East Lansing, MI
  • 08/2016 → 08/2018
    Lyman & Sheets Insurance Agency
    Lansing, MI
Previous Registrations
  • 2015-11-12 → 2016-08-02
    Owosso, MI
    Farmington Hills, MI
    Southfield, MI
    Novi, MI
    South Lyon, MI
    Pinckney, MI
    Brighton, MI
    Okemos, MI
    Chesaning, MI
    Durand, MI
    Farmington, MI
  • 2010-10-06 → 2015-10-29
    Securian Financial Services, Inc.
    Okemos, MI
    Lansing, MI
    Lansing, MI
    East Lansing, MI
    Lansing, MI
  • 2013-02-14 → 2013-03-13
    Lansing, MI
Other Businesses

1. CENTENNIAL ASSOCIATES, INC. DBA THE CENTENNIAL GROUP & Edge Insurance Group - OUTSIDE INSURANCE. SELLING AND SERVICING GROUP LIFE, HEALTH, LTC and DI THROUGH VARIOUS CARRIERS. EFFECTIVE DATE - 01/29/2013. 2. dba - G3 Strategic Advisors, East Lansing, MI - offering advisory services through SPC. Start date: 1/26/21, approx. 160 hrs/mo all during mkt hrs. INV REL: Y

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-25
S63 Uniform Securities Agent State Law Examination 1994-03-30
  • S65 Uniform Investment Adviser Law Examination
    2021-01-25
  • S63 Uniform Securities Agent State Law Examination
    1994-03-30

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