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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

750 Seventh Avenue, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2009 Present
Morgan Stanley Private Bank, N.A. Purchase NY 03/2014 02/2021
Morgan Stanley Services Group, Inc. New York NY 02/2021 Present
Morgan Stanley & Co., Llc New York NY 06/2022 02/2023
  • 06/2009 → Present
    New York, NY
  • 03/2014 → 02/2021
    Morgan Stanley Private Bank, N.A.
    Purchase, NY
  • 02/2021 → Present
    Morgan Stanley Services Group, Inc.
    New York, NY
  • 06/2022 → 02/2023
    Morgan Stanley & Co., Llc
    New York, NY
Previous Registrations
  • 2007-08-27 → 2009-06-01
    Morgan Stanley & Co. Llc
    Purchase, NY
Other Businesses

1. TEAM NEXT PTICH, INC- PRESIDENT 2. *420357 - Trickee; Investment related - Yes; Paterson, New Jersey; Civicigious/Community, Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0; After business hours: 10; Administrative 3. * 548430 - Brilla Paterson (Charter School) ; Investment related - No ; Paterson, New Jersey ; Public Schools ; Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2023 ; During business hours : 0 ; After business hours : 4 ; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-26
  • S66 Uniform Combined State Law Examination
    2007-08-26
Other Names
  • Martin Vergara Ii
  • Martin Vergara

View on SEC IAPD

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