Julie Wardlaw Smith

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-03-23
MS	RA	APPROVED	2013-02-13

TX RA
APPROVED_RES

Since 2016-03-23
MS RA
APPROVED

Since 2013-02-13

Branch Locations

4266 I-55 North, Suite 200, Jackson, MS 39211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Jackson	MS	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Jackson, MS

Previous Registrations

2006-07-24 → 2013-02-13

Morgan Keegan & Company, Llc

Jackson, MS

Other Businesses

CREATIVE GIFTS, LLC POSITION: OWNER OFÂ THISÂ BUSINESS IS MY SPOUSE INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: ADDRESS: 210 OFFICE PARK PLAZA, JACKSON MS DESCRIPTION: ASSISTÂ THE BUSINESS OWNER (SPOUSE) WITH ORDERING OF MERCHANDISE, STOCKING OF SHELVES, ETC IN AN UNPAID CAPACITY AFTER NORMAL BUSINESS HOURS ANDÂ ON WEEKENDS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-22
S63	Uniform Securities Agent State Law Examination	1996-06-25

S65 Uniform Investment Adviser Law Examination

2006-07-22
S63 Uniform Securities Agent State Law Examination

1996-06-25

View on SEC IAPD