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William Harrell Chism

J.P. Morgan Securities LLC

Round Rock, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

1111 N. Ih 35, Round Rock, TX 78664 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Bank Austin TX 09/2005 Present
J.P. Morgan Securities Llc Hutto TX 10/2012 Present
Previous Registrations
  • 2008-02-15 → 2012-10-01
    Chase Investment Services Corp.
    Taylor, TX
    Austin, TX
    Austin, TX
    Round Rock, TX
    Round Rock, TX
    Hutto, TX
    Round Rock, TX
    Round Rock, TX
    Hutto, TX
    Round Rock, TX
    Taylor, TX
    Georgetown, TX
    Round Rock, TX
    Round Rock, TX
    Harker Heights, TX
    Round Rock, TX
    Temple, TX
    Hutto, TX
    Cedar Park, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-11
S63 Uniform Securities Agent State Law Examination 2005-11-08
  • S66 Uniform Combined State Law Examination
    2008-02-11
  • S63 Uniform Securities Agent State Law Examination
    2005-11-08
Other Names
  • William H. Chism
  • William H. Chism
  • Will Chism

View on SEC IAPD

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