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Paul Carl Baures

Provident Trust Company

Waukesha, WI

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Current Employers
Provident Trust Company

N16 W23217 Stone Ridge Drive Suite 310, Waukesha, WI 53188-1199 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-08-21
  • WI RA
    APPROVED
    Since 2020-08-21

Branch Locations

N16 W23217 Stone Ridge Drive Suite 310, Waukesha, WI 53188-1199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broadview Advsiors, Llc Milwaukee WI 11/2001 Present
Provident Trust Company Waukesha WI 06/2020 Present
  • 11/2001 → Present
    Broadview Advsiors, Llc
    Milwaukee, WI
  • 06/2020 → Present
    Provident Trust Company
    Waukesha, WI
Previous Registrations
  • 2002-04-19 → 2019-09-12
    Broadview Advisors, Llc
    Milwaukee, WI
    Boulder, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-05-04
S65 Uniform Investment Adviser Law Examination 1994-01-24
  • S63 Uniform Securities Agent State Law Examination
    2001-05-04
  • S65 Uniform Investment Adviser Law Examination
    1994-01-24
Other Names
  • Paul Baures

View on SEC IAPD

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