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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
Branch Locations
3601 Minnesota Dr, Ste 925, Bloomington, MN 55435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial | Minnetonka | MN | 09/2017 | 04/2019 |
| Ameriprise Financial | Minnetonka | MN | 08/2005 | 09/2017 |
| Treeline Wealth Management | Minnetonka | MN | 08/2005 | 04/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2019 | 12/2019 |
| Northwestern Mutual Investment Services Llc | Edina | MN | 04/2019 | 12/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2019 | 12/2019 |
| Dan Mason | Edina | MN | 12/2019 | 02/2020 |
| Waddell & Reed, Inc. | Bloomington | MN | 02/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | St Louis Park | MN | 02/2020 | 07/2021 |
| Lori Tauring | Bloomington | MN | 02/2020 | 07/2021 |
| Blue Heron Professional Group, Llc | Bloomington | MN | 01/2018 | 07/2021 |
| Northwestern Mutual | Edina | MN | 04/2019 | 12/2019 |
| Ameriprise | Minnetonka | MN | 08/2005 | 04/2019 |
| Blue Heron Professional Group, Llc | Bloomington | MN | 01/2018 | 07/2021 |
| Lpl Financial Llc | Bloomington | MN | 07/2021 | Present |
1. 07/09/2021 - Blue Heron Professional Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Support Member of the team - Start Date - 9/17 2. 07/09/2021 - No Business Name - Investment Related - Non-Variable Insurance 3. 07/09/2021 - Blue Heron Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 4. 12/27/2022 - Blue Heron Tax Services LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date - 12/08/2022 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-08 |
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