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2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-06-20 |
| NY | RA | APPROVED | 2023-06-20 |
| TX | RA | APPROVED | 2023-06-20 |
Branch Locations
1100 Atlantic Street, 2Nd Floor, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | New York | NY | 02/1994 | 06/2023 |
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | 06/2023 |
| Newedge Securities Inc | Pittsburgh | PA | 06/2023 | Present |
| Newedge Wealth | Stamford | CT | 06/2023 | Present |
1. New Edge Wealth*Director Client Service at New Edge Wealth*Yes Invest*80 Per mnth/80 during trade*6/20/23*Stamford CT 2.Cooba Partners*Partnership created to invest in private security investment. Winding down over 20 years. Small value.*Yes Invest*nvestment is small and winding down. Partnership will be closed as soon as value to zero.* 0 per mnth*1/1/16
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-12 |
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