Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-10-28 |
| CT | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newton | MA | 10/2009 | Present |
| Bank Of America, N.A. | Newton | MA | 07/2011 | Present |
I*8155 For profit or not for profit: Name of outside business organization: Jennifer Carroll DBA Investment related: Address of business: Longmeadow, Massachusetts 1106 Nature of business: , Position, title, association: , Start date of relationship: 5/15/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-23 |
Reach out to this advisor