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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-28
CT RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2015-10-28
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton MA 10/2009 Present
Bank Of America, N.A. Newton MA 07/2011 Present
Previous Registrations
  • 2006-05-09 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Newton, MA
    Wayland, MA
    Weston, MA
  • 2004-10-20 → 2006-05-02
    Banc Of America Investment Services, Inc.
    Newton, MA
    Newton, MA
  • 2003-07-24 → 2004-10-20
    Quick & Reilly, Inc.
    Weston, MA
Other Businesses

I*8155 For profit or not for profit: Name of outside business organization: Jennifer Carroll DBA Investment related: Address of business: Longmeadow, Massachusetts 1106 Nature of business: , Position, title, association: , Start date of relationship: 5/15/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-19
S63 Uniform Securities Agent State Law Examination 1995-03-23
  • S65 Uniform Investment Adviser Law Examination
    1998-02-19
  • S63 Uniform Securities Agent State Law Examination
    1995-03-23
Other Names
  • Jenna Hamelin
  • Jennifer M Hamelin
  • Jennifer May Hamelin
  • Jennifer May Carroll
  • Jennifer Carroll
  • Jenna May Carroll
  • Jenna Carroll

View on SEC IAPD

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