Todd Christopher Brady

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2020-12-11
IL	RA	APPROVED	2010-01-22

AR RA
APPROVED

Since 2020-12-11
IL RA
APPROVED

Since 2010-01-22

Branch Locations

Bentonville, AR • United States

500 West Madison Suite 3800, Chicago, IL 60661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc	Chicago	IL	01/2010	Present

01/2010 → Present

Oppenheimer & Co. Inc

Chicago, IL

Previous Registrations

2008-01-01 → 2010-02-03

Wells Fargo Clearing Services, Llc

Chicago, IL
2007-07-11 → 2008-01-01

A. G. Edwards & Sons, Inc.

Chicago, IL

Chicago, IL

St. Louis, MO

Chicago, IL

Other Businesses

I'M A PARTNER IN REAL ESTATE INCOME INVESTMENT PROPERTIES IN NW ARKANSAS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-10
S63	Uniform Securities Agent State Law Examination	1994-06-30

S65 Uniform Investment Adviser Law Examination

2007-07-10
S63 Uniform Securities Agent State Law Examination

1994-06-30

View on SEC IAPD