Thomas Francis Gallagher

Mml Investors Services, LLC

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Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14
NJ	RA	APPROVED	2017-03-25

NY RA
APPROVED

Since 2021-06-14
NJ RA
APPROVED

Since 2017-03-25

Branch Locations

1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Roslyn	NY	12/2011	03/2017
Massmutual Life Insurance Co	Hauppauge	NY	07/2016	Present
Mml Investors Services, Llc	Hauppauge	NY	03/2017	Present

12/2011 → 03/2017

Metlife Securities Inc.

Roslyn, NY
07/2016 → Present

Massmutual Life Insurance Co

Hauppauge, NY
03/2017 → Present

Mml Investors Services, Llc

Hauppauge, NY

Previous Registrations

2011-12-05 → 2017-03-25

Msi Financial Services, Inc.

East Hills, NY

Hauppauge, NY
2010-03-08 → 2011-12-05

Wells Fargo Clearing Services, Llc

Hewlett, NY

Huntington, NY

Cedarhurst, NY

Lake Ronkonkoma, NY

Melville, NY

White Plains, NY
2003-06-17 → 2010-03-03

Td Wealth Management Services Inc.

Melville, NY

Melville, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-11
S63	Uniform Securities Agent State Law Examination	1994-11-11

S65 Uniform Investment Adviser Law Examination

2002-03-11
S63 Uniform Securities Agent State Law Examination

1994-11-11

Other Names

Tom Gallagher

View on SEC IAPD

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