Mark Allen Spafford

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-10
IL	RA	APPROVED	2007-01-26

TX RA
APPROVED_RES

Since 2019-01-10
IL RA
APPROVED

Since 2007-01-26

Branch Locations

905 W Custer Ave, Pontiac, IL 61764 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Gibson City	IL	01/1994	Present

01/1994 → Present

Edward D. Jones & Co., L.P.

Gibson City, IL

Other Businesses

Irrevocable Trust 2015 Type of business: Farming Saunemin, IL Start date: 9/1/2015 Trustee Hours per week: 0 Hours during trading: 0 Collect funds from farming operation and disburse funds. * Spafford Enterprises LLC Type of business: Rental Property Pontiac, IL Start date: 3/1/2024 Owner Hours per week: 0 Hours during trading: 0 Owner of a building. Duties include basic upkeep and maintenance

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-19
S63	Uniform Securities Agent State Law Examination	1994-04-28

S66 Uniform Combined State Law Examination

2007-01-19
S63 Uniform Securities Agent State Law Examination

1994-04-28