Jeffery Jay Seitz

Current Employers

Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2026-08-14
WA	RA	APPROVED	2026-06-22
TX	RA	APPROVED_RES	2026-06-16

LA RA
APPROVED

Since 2026-08-14
WA RA
APPROVED

Since 2026-06-22
TX RA
APPROVED_RES

Since 2026-06-16

Branch Locations

291 Bradley Boulevard Suite 101, Richland, WA 99352 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Richland	WA	05/2014	05/2018
Strategic Wealth Advisors Group	Richland	WA	05/2014	05/2018
Kestra Investment Services, Llc	Richland	WA	05/2018	05/2023
Kestra Advisory Services, Llc	Richland	WA	05/2018	05/2023
Lpl Financial Llc	Richland	WA	05/2023	06/2026
Steward Partners Global Advisory, Llc	Richland	WA	06/2026	Present
Steward Partners Investment Advisory, Llc	Richland	WA	06/2026	Present
Steward Partners Investment Solutions, Llc	Richland	WA	06/2026	Present

05/2014 → 05/2018

Lpl Financial, Llc

Richland, WA
05/2014 → 05/2018

Strategic Wealth Advisors Group

Richland, WA
05/2018 → 05/2023

Kestra Investment Services, Llc

Richland, WA
05/2018 → 05/2023

Kestra Advisory Services, Llc

Richland, WA
05/2023 → 06/2026

Lpl Financial Llc

Richland, WA
06/2026 → Present

Steward Partners Global Advisory, Llc

Richland , WA
06/2026 → Present

Steward Partners Investment Advisory, Llc

Richland, WA
06/2026 → Present

Steward Partners Investment Solutions, Llc

Richland , WA

Previous Registrations

2023-05-23 → 2026-06-26

Lpl Financial Llc

Richland, WA

San Diego, CA

Richland, WA
2018-05-18 → 2023-05-23

Kestra Advisory Services, Llc

Richland, WA

Austin, TX
2018-05-01 → 2018-05-29

Lpl Financial Llc

Richland, WA

Richland, WA

Sacramento, CA
2016-07-07 → 2018-05-21

Mariner Advisor Network

Richland, WA
2014-05-07 → 2016-07-07

Strategic Wealth Advisors Group

Richland, CA
2012-03-08 → 2014-05-03

Cetera Advisors Llc

Greenwood Village, IL

Greenwood Village, CO

Richland, WA
2008-01-22 → 2012-03-12

Kovack Advisors, Inc.

Ft. Lauderdale, FL
1996-11-04 → 2007-12-12

Edward Jones

Richland, WA

Cut Bank, MT

Other Businesses

1) 04/14/2023 - Seitz Real Estate - Land Ownership - Property owner - Non investment related - 2-5 Hours per month - Start date: 06/15/2003. 2) 04/14/2023 - Integrity Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 175 Hours per month - Start date: 03/2008 3) 04/14/2023 - Seitz Farming - Farm - Small family farm - WA 99320 - Non investment related - 10 Hours per month - Start date: 01/01/2004. 4) 12/06/2024 - Integrity Financial Services - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/15/2024 - 2 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-09
S63	Uniform Securities Agent State Law Examination	1994-04-22

S65 Uniform Investment Adviser Law Examination

1996-10-09
S63 Uniform Securities Agent State Law Examination

1994-04-22

View on SEC IAPD