Michael Sean Woods

Current Employers

World Investment Advisors, Llc

437 Newman Springs Road, Lincroft, NJ 07738 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-05-21

CA RA
APPROVED

Since 2015-05-21

Branch Locations

437 Newman Springs Road, Lincroft, NJ 07738 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Pensionmark Financial Group, Llc	Santa Barbara	CA	05/2015	Present
Captrust	Santa Barbara	CA	05/2015	Present
Capfinancial Securities, Llc	Santa Barbara	CA	05/2015	Present
Pfg Securities Llc	Santa Barbara	CA	03/2017	Present
World Investments, Inc.	Santa Barbara	CA	10/2025	Present

05/2015 → Present

Pensionmark Financial Group, Llc

Santa Barbara, CA
05/2015 → Present

Captrust

Santa Barbara, CA
05/2015 → Present

Capfinancial Securities, Llc

Santa Barbara, CA
03/2017 → Present

Pfg Securities Llc

Santa Barbara, CA
10/2025 → Present

World Investments, Inc.

Santa Barbara, CA

Previous Registrations

2015-06-19 → 2022-05-15

Captrust

Santa Barbara, CA

Raleigh, NC
2010-11-24 → 2015-06-11

Independent Financial Partners

Santa Barbara, CA
2009-01-21 → 2010-12-01

Nrp Advisors, Inc.

Santa Barbara, CA

Bryan, OH
2006-12-08 → 2009-01-26

Voya Financial Partners, Llc

Parker, CO

Glendale, CA
2006-09-29 → 2006-12-07

Nrp Financial, Inc.

Bryan, OH
2005-03-04 → 2005-09-14

Amundi Asset Management Us, Inc.

Boston, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-03
S63	Uniform Securities Agent State Law Examination	1998-09-08

S66 Uniform Combined State Law Examination

2005-03-03
S63 Uniform Securities Agent State Law Examination

1998-09-08