David B Macphail

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2006-08-09

OH RA
APPROVED

Since 2006-08-09

Branch Locations

6636 Longshore Street Suite 280, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Columbus	OH	03/1996	Present
Stifel Nicolaus & Co., Inc.	Dublin	OH	04/2006	Present

03/1996 → Present

Self-Employed

Columbus, OH
04/2006 → Present

Stifel Nicolaus & Co., Inc.

Dublin, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-11-27
S63	Uniform Securities Agent State Law Examination	2006-01-17

S65 Uniform Investment Adviser Law Examination

2006-11-27
S63 Uniform Securities Agent State Law Examination

2006-01-17

View on SEC IAPD

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