Kayanne Baker

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-05-12

AZ RA
APPROVED

Since 2026-05-12

Branch Locations

824 Valley Street, Prescott, AZ 86305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Geneos Wealth Management	Prescott	AZ	10/2006	10/2020
Tomlinson Wealth Management	Prescott	AZ	08/2005	05/2020
Schott Financial Management	Prescott	AZ	05/2020	Present
Cambridge Investment Research, Inc.	Fairfield	IA	10/2020	05/2026
Cambridge Investment Research Advisors Inc.	Fairfield	IA	10/2020	05/2026
Lpl Financial	Prescott	AZ	05/2026	Present

10/2006 → 10/2020

Geneos Wealth Management

Prescott, AZ
08/2005 → 05/2020

Tomlinson Wealth Management

Prescott, AZ
05/2020 → Present

Schott Financial Management

Prescott, AZ
10/2020 → 05/2026

Cambridge Investment Research, Inc.

Fairfield, IA
10/2020 → 05/2026

Cambridge Investment Research Advisors Inc.

Fairfield, IA
05/2026 → Present

Lpl Financial

Prescott, AZ

Previous Registrations

2020-12-01 → 2026-05-19

Cambridge Investment Research Advisors, Inc.

Prescott, AZ
2010-04-13 → 2020-10-23

Geneos Wealth Management, Inc.

Prescott, AZ

Other Businesses

1. 5/2026 - Schott Financial Management - DBA for LPL Business (entity for LPL business) - INV REL - 35 Hour(s)/Month - 10 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/11/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-03-30

S66 Uniform Combined State Law Examination

2010-03-30

Other Names

Kayanne Schmitt

View on SEC IAPD