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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-17 |
| TX | RA | APPROVED | 2021-01-12 |
| CA | RA | APPROVED | 2020-12-22 |
Branch Locations
One North Franklin Street Suite 3330, Chicago, IL 60606 • United States
444 S. Flower Street Suite 4200, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2005 | 12/2020 |
| Mml Investors Services, Llc | Los Angeles | CA | 12/2020 | Present |
| Mass Mutual Life Insurance Company | Los Angeles | CA | 12/2020 | Present |
| Lenox Advisors | Los Angeles | CA | 12/2020 | Present |
Name: Lenox Advisors/Daniel Oh Inv Rel: Y Add: 444 S. Flower St., Ste. 4200, Los Angeles, CA 90071 Nature: Life and Health Insurance Position: Senior Vice President Start date: 12/18/2020 No. HR/MO: 10 No. HR/MO during sec trading: 10
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-16 |
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