David Andrew Simon

Current Employers

Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-01-05
CO	RA	APPROVED	2005-01-20

TX RA
APPROVED

Since 2009-01-05
CO RA
APPROVED

Since 2005-01-20

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Srs Capital Advisors, Inc.	Denver	CO	01/2004	12/2024
Arax Advisory Partners	Denver	CO	01/2025	Present
Simondavis, Inc.	Denver	CO	01/2004	Present

01/2004 → 12/2024

Srs Capital Advisors, Inc.

Denver, CO
01/2025 → Present

Arax Advisory Partners

Denver, CO
01/2004 → Present

Simondavis, Inc.

Denver, CO

Previous Registrations

2003-07-22 → 2005-01-26

Usallianz Securities, Inc.

Denver, CO
1999-12-13 → 2003-05-29

Equitable Advisors, Llc

Denver, CO

Other Businesses

SimonDavis, Inc.; insurance wholesale brokerage agency; investment-related; 730 17th Street, Suite 107, Denver, CO 80202; insurance and fixed annuity sales; President; started 1/2004; devotes 50 hours per month during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-14
S63	Uniform Securities Agent State Law Examination	1994-03-28

S65 Uniform Investment Adviser Law Examination

1999-07-14
S63 Uniform Securities Agent State Law Examination

1994-03-28

Designations

Other Names

David A Simon

View on SEC IAPD