John Caldwell Guilds

Current Employers

Employment History

• 12/2006 → 01/2020
  Mufg Union Bank, N.A.
  Los Angeles, CA
• 07/2014 → 03/2017
  Btmu Securities, Inc.
  New York, NY
• 04/2017 → 01/2020
  Mufg Securities Americas Inc.
  New York, NY
• 10/2021 → 11/2023
  Finalis Securities Llc
  Corte Madera, CA
• 01/2020 → 10/2021
  Full Time Student (For Utah And California Bar Exams)
  Park City, UT
• 11/2023 → 11/2024
  Emerson Equity Llc
  San Mateo, CA
• 03/2020 → Present
  Guild Real Estate Group
  Park City, UT
• 09/2021 → Present
  Law Office Of J Caldwell Guilds, Iii Pllc
  Park City, UT
• 03/2025 → Present
  Colorado Financial Service Corporation
  Park City, UT

Previous Registrations

• 2023-11-20 → 2024-11-25
  Emerson Equity Llc
  Irvine, CA
  Park City, UT
  San Mateo, CA
• 2023-05-25 → 2024-03-06
  Gfp Private Wealth
  Cleveland, OH
  Park City, UT

Other Businesses

1) GUILDS GROUP REAL ESTATE-INVESTMENT RELATED, c/o ENGEL AND VOLKERS PARK CITY, 890 MAIN ST STE 5-101 PARK CITY UT, 84060, REAL ESTATE OFFICE, AGENT, PROVIDING REAL ESTATE AGENT SERVICES AND ADVICE TO BUYERS AND SELLERS OF REAL ESTATE, MANAGE MARKETING AND CLOSING PROCESSES, 20-40 HRS PER MONTH, 0-3 HRS PER MONTH DURING SECURITIES TRADING HOURS, 03/2020 2) LAW OFFICE OF J. CALDWELL GUILDS, III PLLC-NOT INVESTMENT RELATED, 1328 MEADOW LOOP ROAD, PARK CITY UT 84098, LAW FIRM, SOLO PRACTIONER, REAL ESTATE BUSINESS AND ESTATE PLANNING, 40 HRS PER MONTH, 3 HRS PER MONTH DURING SECURITIES TRADING HRS, 09/2021

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-06-03
• S63 Uniform Securities Agent State Law Examination
  2014-10-23

Other Names

• John Caldwell Guilds
• John Caldwell Guilds