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Scott John Peters

Ameriprise Financial Services, LLC

Madison, WI

Middleton, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
WI RA APPROVED 1994-04-11
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • WI RA
    APPROVED
    Since 1994-04-11

Branch Locations

Madison, WI • United States

5306 Valley Ridge Plz, Middleton, WI 53562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Madison WI 03/2020 Present
Ameriprise Financial Services, Inc. Madison WI 07/1994 03/2020
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-08
  • S63 Uniform Securities Agent State Law Examination
    1994-04-08

View on SEC IAPD

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