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Lauren Ann Gotay

Raymond James & Associates, Inc.

Manchester, CT

West Hartford, CT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-02-23
  • CT RA
    APPROVED
    Since 2018-02-23

Branch Locations

Manchester, CT • United States

433 South Main Street Suite 325, West Hartford, CT 06110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Hartford CT 02/2008 02/2018
Morgan Stanley Smith Barney Hartford CT 06/2009 02/2018
Raymond James & Associates, Inc. West Hartford CT 02/2018 Present
  • 02/2008 → 02/2018
    Morgan Stanley & Co., Incorporated
    Hartford, CT
  • 06/2009 → 02/2018
    Morgan Stanley Smith Barney
    Hartford, CT
  • 02/2018 → Present
    Raymond James & Associates, Inc.
    West Hartford, CT
Previous Registrations
  • 2009-06-01 → 2018-02-27
    Morgan Stanley
    Hartford, CT
    Hartford, CT
    West Hartford, CT
  • 2008-02-29 → 2009-06-01
    Morgan Stanley & Co. Llc
    Hartford, CT
  • 2007-05-24 → 2008-03-17
    Citigroup Global Markets Inc.
    Hartford, CT
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-15
S63 Uniform Securities Agent State Law Examination 1997-04-23
  • S66 Uniform Combined State Law Examination
    2007-05-15
  • S63 Uniform Securities Agent State Law Examination
    1997-04-23
Other Names
  • Lauren A Mott
  • Lauren Ann Mott

View on SEC IAPD

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