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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-04-16 |
Branch Locations
Collegeville, PA • United States
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Collegeville | PA | 03/2015 | 03/2020 |
| American Enterprise Investment Services Inc | Minneapolis | MN | 01/2022 | Present |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: PIAA Referee; Date Activity Started/Modified/Ended: 8/16/2024; Type of Activity: Other - football official for youth and high scholl; Role/Relationship: Other - independent contractor; Responsibilities: referee football games; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-18 |
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