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445 Broad Hollow Road Suite Cl-43, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-12-21 |
Branch Locations
445 Broad Hollow Road Suite Cl-43, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Bayport | NY | 10/2011 | 07/2020 |
| Lpl Financial Llc | Melville | NY | 07/2020 | Present |
| The Pinnacle Financial Group | Rockville Centre | NY | 07/2020 | 12/2021 |
| Prospect Financial Services Llc | Melville | NY | 12/2021 | Present |
1)7/24/2020 - Prospect Financial Services - DBA for LPL Business (entity for LPL business) - Inv. Related - Melville, NY - Registered Representative of LPL a broker dealer - 5-10% 2)7/24/2020- Non-Variable Insurance- Agent selleing term insurance, health insurance, LTC- Inv. Related- Melville, NY- start date 1994- 20hrs/mth- 2% 3)7/24/2020- DSP PROPERTIES, LLC. - Real Estate Rentals- partner - Inv. Related- Bayport, NY- start date 6/2005- 4hrs/mth- 1% 4)7/24/2020- 161 SHUBERT STREET, LLC- Real Estate Rentals- partner - Inv. Related- Bayport, NY- start date 9/2008- 4hrs/mth- 1% 5)7/24/2020- 180 STATE STREET, LLC - Real Estate Rentals- partner - Inv. Related- Bayport, NY- start date 1/2006- 4hrs/mth- 1% 6) 11/25/2020 - South Ocean Capital Corp - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/1/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 7) 1/11/2022 - Prospect Financial Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/03/2022 - 100 Hours Per Month/6 Hours During Securities Trading - Time Spent 63% - I provide investment advisory services through Prospect Financial Services LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-29 |
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