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Frankfort, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Oak Financial Llc | Chicago | IL | 01/2016 | Present |
| Lyman C. Howell | Chicago | IL | 10/2014 | Present |
LYMAN C. HOWELL (SOLE PROPRIETOR) ALL NON-INVESTMENT RELATED 2814 W. 83RD STREET CHICAGO, IL 60652-3402 1. CONSULTING SERVICES, ABOUT 4 HOURS/WEEK WITH ABOUT 2 HOURS/WEEK DURING TRADING HOURS, CONSULTING WITH A NON-PROFIT ORGANIZATION THAT IS STARTING A BUSINESS INCUBATOR AND PLANNING TO OFFER SMALL LOANS TO MICRO-BUSINESSES 2. SELLING LIFE INSURANCE IN ILLINOIS, SOLE-PROPRIETOR(WITH LICENSE FROM THE ILLINOIS DEPARTMENT OF INSURANCE), ABOUT 1 HOUR/WEEK WITH ABOUT 0 HOURS/WEEK DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-30 |
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