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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2018-07-10 |
| TX | RA | APPROVED_RES | 2013-11-05 |
| CA | RA | APPROVED | 2013-10-29 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Angeles | CA | 10/2013 | Present |
BUSINESS OR ACTIVITY NAME: BJORMAD, LLC FOR PROFIT OR NOT FOR PROFIT: PROFIT INVESTMENT RELATED: (YES OR NO) YES ADDRESS OF BUSINESS: NEWPORT BEACH CA 92660 NATURE OF BUSINESS: APARTMENT BUILDING YOUR POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 9/1/2001 NUMBER OF HOURS DEVOTED PER MONTH: 1 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: OWN APARTMENT BUILDING BUSINESS OR ACTIVITY NAME: BJORMAD LAGUNA, LLC FOR PROFIT OR NOT FOR PROFIT: PROFIT INVESTMENT RELATED: (YES OR NO) YES ADDRESS OF BUSINESS: NEWPORT BEACH CA 92660 NATURE OF BUSINESS: APARTMENT BUILDING YOUR POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 9/1/2001 NUMBER OF HOURS DEVOTED PER MONTH: 1 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: OWN APARTMENT BUILDING BUSINESS OR ACTIVITY NAME: BJORMAD CM, LLC FOR PROFIT OR NOT FOR PROFIT: PROFIT INVESTMENT RELATED: (YES OR NO) YES ADDRESS OF BUSINESS: NEWPORT BEACH CA 92660 NATURE OF BUSINESS: APARTMENT BUILDING YOUR POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 3/15/2011 NUMBER OF HOURS DEVOTED PER MONTH: 1 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: OWN APARTMENT BUILDING BJORMAD LA, LLC / 211 HELIOTROPE AVENUE CORONA DEL MAR,CA 92625 / OTHER/ REAL ESTATE / OWN RESIDENTIAL REAL ESTATE / SOLE PROPRIETORSHIP / / 100% OWNER / START DATE 6/11/2014 BJORMAD BH, LLC / 211 HELIOTROPE AVENUE CORONA DEL MAR,CA 92625 / OTHER/ REAL ESTATE / OWN RESIDENTIAL REAL ESTATE / SOLE PROPRIETORSHIP / / 100% OWNER / START DATE 6/11/2014 Friendship Shelter / 547 Catalina Street Laguna Beach,CA 92651 / Member of Board of Directors / / Act as a board member and cast votes on board level issues. / Start Date 9/16/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-01 |
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