Shannon Kelly Klug

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2021-03-16
FL	RA	APPROVED	2021-02-12
MI	RA	APPROVED	2021-01-07
TX	RA	APPROVED_RES	2021-01-04

KY RA
APPROVED

Since 2021-03-16
FL RA
APPROVED

Since 2021-02-12
MI RA
APPROVED

Since 2021-01-07
TX RA
APPROVED_RES

Since 2021-01-04

Branch Locations

2601 Cambridge Ct Ste 120, Auburn Hills, MI 48326-2577 • United States

Bradenton, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance	Livonia	MI	10/2011	01/2021
Ameriprise Financial Services, Llc.	Troy	MI	01/2021	Present

10/2011 → 01/2021

Royal Alliance

Livonia, MI
01/2021 → Present

Ameriprise Financial Services, Llc.

Troy, MI

Previous Registrations

2011-11-16 → 2021-01-07

Osaic Wealth, Inc.

Scottsdale, AZ

Troy, MI
2011-05-13 → 2011-10-24

Cetera Advisors Llc

Livonia, MI

Greenwood Village, CO
2011-02-02 → 2011-06-10

Hantz Financial Services, Inc.

Clinton Township, MI

Marquette, MI

Sault Ste. Marie, MI

Escanaba, MI

Marquette, MI

Other Businesses

Independent Insurance Brokering; Guardian Insurance; 07/20/2016; Disability Income. Business Ownership; Blumark Tax Advisors (BTA); Firm and employee direction and vision; Tax Preparation; 2601 Cambridge Court, , Auburn Hills, MI, 48326; Not Investment-Related; 02/01/2016; 20 to 39 hours per month; 10 to 19 during trading hours / Blumark Financial Advisors (BFA); Vision and Direction of the firm; Manage Ameriprise Business; 2601 Cambridge Court, Suite 120, Auburn Hills, MI, 48326; Investment-Related; 07/20/2016; 60 hours per month; 60 during trading hours. Outside Employment; BFA; President and CEO - Vision and direction of the firm; Manage advisory business; 2601 Cambridge Court, , Auburn Hills, MI, 48326; Investment-Related; 07/20/2016; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-02-22

S63 Uniform Securities Agent State Law Examination

1994-02-22

Designations

Other Names

Shannon Kelly Klug
Shannon Kelly Klug
Shannon K Klug

View on SEC IAPD