Jeffrey Seth Fishman

Current Employers

Employment History

• 03/1996 → Present
  Jsf Financial, Llc
  Los Angeles, CA
• 05/1999 → Present
  Fishman Capital
  Los Angeles, CA
• 09/2003 → Present
  Alj Capital Management, Llc
  Los Angeles, CA
• 02/2010 → Present
  Mid Atlantic Capital Corporation
  Los Angeles, CA

Previous Registrations

• 2010-12-03 → 2015-11-25
  Mid Atlantic Financial Management, Inc.
  Los Angles, CA
• 2003-09-16 → 2010-03-11
  Cantella & Co., Inc.
  Los Angeles, CA
• 2003-12-02 → 2004-12-16
  Alj Capital Management, Llc
  Los Angeles, CA
• 1999-07-28 → 2003-09-24
  Osaic Wealth, Inc.
  Los Angeles, CA

Other Businesses

1)JSF FINANCIAL LLC~INVESTMENT RELATED~6300 WILSHIRE BLVD, STE 2100, LA, CA 90048~FOUNDED 03/96~REGISTERED INVESTMENT ADVISORY~FINANCIAL PLANNING FIRM, MANAGING MEMBER~70HRS PER MONTH~CLIENT RELATIONS AND PRESIDENT OF FIRM - - - - - - - - - - 2)FISHMAN CAPITAL GROUP INC.~NON-INVESTMENT RELATED~FOUNDED 05/1999~6300 WILSHIRE BLVD, STE 2100, LA, CA 90048~INSURANCE SALES~OWNER~ 30HRS PER MONTH~SALES OF FIXED NSURANCE - - - - - - - - - - 3)ALJ CAPITAL MANAGEMENT, LLC~INVESTMENT RELATED~6300 WILSHIRE BLVD, STE 2100, LA, CA 90048~FOUNDED 09/2003~HEDGE FUND~MEMBER~25HRS PER MONTH~0HRS DURING MARKET~CCO AND OVERSIGHT OF OPS AND ADMIN - - - - - - - - - - 4)FISHBROS, LLC~6300 WILSHIRE BLVD, STE 2100, LA, CA 90048~INVESTMENTS IN PRIVATE EQUITY COMPANIES~CO-MANAGER~08/2013~1HR PER MONTH~0HRS PER MONTH DURING MARKET~PASSIVE INTEREST IN PRIVATE EQUITY INVESTMENTS - - - - - - - - - - 5)INSURANCE TRUST~INVESTMENT RELATED~6300 WILSHIRE BLVD, STE 2100, LA, CA 90048~TRUST~CO-TRUSTEE~FEBRUARY 2017~1HR PER MONTH~0HRS PER MONTH DURING MARKET~AS CO-TRUSTEE I WILL OVERSEE ALLOCATIONS OF TRUST FUNDS AND MANAGE DISTRIBUTIONS TO BENEFICIARY - NO COMPENSATION - - - - - 6)FISHMAN GST EXEMPT TRUST~NON INVESTMENT RELATED~LOS ANGELES, CA 90035~I AM TRUSTEE OF A TRUST FOR BENEFIT OF MY MOTHER~TRUSTEE~APRIL 2021~1HR PER MONTH~0HRS PER MONTH DURING MARKET~TRUSTEE OF MY MOTHER'S TRUST - - - - - - - - - - - - - - - 7)FAMILY TRUST CO-TRUSTEE WITH WIFE, LANDLORD FOR....~NON INVESTMENT RELATED~LOS ANGELES, CA 90035~RENTAL OF HOME TO FAMILY MEMBER~OWNER/LANDLORD~DEC 2021~0HRS PER MONTH~0HRS PER MONTH DURING MARKET~RENTAL PROPERTY 8)Fishfood LLC*Yes Invest*Los Angeles, CA*Managing Member*LLC that represents ownership interest in ALJ Capital Management and ALJ Capital Partners. LLC also owns passive interest in small non investment related business*1/1/03*1 Per Mnth/O Trade*Ownership interest in distressed debt hedge fund that has been winding down that issued final K-1 in 2022. Entity is now used for a passive investment in a small non securities related business. 9.Washington University in St Louis Hillel*No Invest*St Louis, Mo*Member of Board of Directors*Non-Profit*10/1/23*2 Hrs per mnth/0Trade*1 of 14 board of director members in a local college chapter of a national organization 10.Steele Foundation*No Invest*Phoenix, AZ*Non Profit private foundation*2/9/21*Trustee*Board of trustees, review financials and grants*2 hrs trade/3 non trade 11. Fishman Law, A Professional Corporation*No Invest*Los Angeles, CA *The law practice relates to a single client situation where I was paid a contingency fee as part of an overall wrongful death settlement. I served as "of counsel" to the Weinreb Law Group which has already been disclosed. This entity was created for tax planning purposes and no other legal cases are pending or planned currently.*2/13/26*CEO and President*Attorney*2Hrs trade/2Hrs non trade

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-03-09

Other Names

• Jeffrey Seth Fishman
• Jeff Fishman