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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-02-24 |
Branch Locations
550 Reserve St., Ste 500 Granite Place, Southlake, TX 76092 • United States
Coppell, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dallas | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | Present |
KAH3 ENTERPRISES, LP; NOT INV-RELATED; COPPELL, TX; 99% OWNERSHIP BY SPOUSE; OFFICER ONLY; START DATE 07/21/20; 0 HR/MO; 0 DURING TRADING; OFFICER ONLY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-02 |
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