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Michael R Brown

Foresee Wealth Advisors

Bellevue, WA

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Current Employers
Foresee Wealth Advisors

10900 Ne 4Th St Suite 2300, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-03-14
  • WA RA
    APPROVED
    Since 2025-03-14

Branch Locations

10900 Ne 4Th St Suite 2300, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Advocates Investment Management Kirkland WA 11/2010 04/2019
Lpl Financial, Llc Kirkland WA 11/2010 09/2018
Kestra Financial, Inc Bellevue WA 09/2018 06/2020
Financial Advocates Investment Management Kirkland WA 07/2020 Present
Clearpoint Financial Bellevue WA 01/2006 03/2018
Aj Gallagher Bellevue WA 04/2018 06/2020
Compass Wealth Advisor Kirkland WA 06/2020 Present
Fc Wealth, Inc. Bellevue WA 03/2025 Present
  • 11/2010 → 04/2019
    Financial Advocates Investment Management
    Kirkland, WA
  • 11/2010 → 09/2018
    Lpl Financial, Llc
    Kirkland, WA
  • 09/2018 → 06/2020
    Kestra Financial, Inc
    Bellevue, WA
  • 07/2020 → Present
    Financial Advocates Investment Management
    Kirkland, WA
  • 01/2006 → 03/2018
    Clearpoint Financial
    Bellevue, WA
  • 04/2018 → 06/2020
    Aj Gallagher
    Bellevue, WA
  • 06/2020 → Present
    Compass Wealth Advisor
    Kirkland, WA
  • 03/2025 → Present
    Fc Wealth, Inc.
    Bellevue, WA
Previous Registrations
  • 2020-07-20 → 2025-04-02
    Financial Advocates Investment Management
    Kirkland, WA
    Olympia, WA
  • 2018-09-21 → 2020-06-03
    Kestra Advisory Services, Llc
    Bellevue, WA
    Austin, TX
    Bellevue, WA
  • 2010-11-10 → 2019-04-10
    Financial Advocates Investment Management
    Seattle, WA
    Palm Desert, CA
    Olympia, WA
  • 2017-03-16 → 2018-10-03
    Lpl Financial Llc
    Olympia, WA
    Bryan, OH
    Bellevue, WA
    Palm Desert, CA
  • 2008-02-22 → 2010-12-01
    Nrp Advisors, Inc.
    Seattle, WA
  • 2006-07-19 → 2008-10-22
    Nrp Financial, Inc.
    Bryan, OH
    Seattle, WA
  • 2001-05-08 → 2006-07-13
    Citigroup Global Markets Inc.
    Bellevue, WA
    Bellevue, WA
Other Businesses

(1) 07/17/2020 - Compass Wealth Management - DBA name only for Financial Advocates Investment Management (FAIM)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-02
S63 Uniform Securities Agent State Law Examination 1996-02-02
  • S65 Uniform Investment Adviser Law Examination
    1996-03-02
  • S63 Uniform Securities Agent State Law Examination
    1996-02-02
Other Names
  • Michael R Brown
  • Michael Ronald Brown

View on SEC IAPD

Other Firms

BASECAMP WEALTH ADVISORS, LLC
THREADLINE WEALTH
SCS
STEWARD CAPITAL LLC.
GALLAGHER FIDUCIARY ADVISORS, LLC
LPL FINANCIAL LLC
LIDO
FOCUS PARTNERS WEALTH, LLC

Other Investors

BRIAN RAY JOHNSON
TERESA LYNN LAMAR
LIN GONG
JOSEPH NORMAN LEVESQUE
Brandon Charles Zilles
Jacob M Demharter
KELSEN WILLIAM EDWINS
Christopher Lee-Haas Sittner

Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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