Joshua Gary Thomas

Current Employers

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2023-02-21
WA	RA	APPROVED	2022-10-21
NH	RA	APPROVED	2022-08-22
FL	RA	APPROVED	2022-08-16
MA	RA	APPROVED	2022-08-08
CO	RA	APPROVED	2022-08-01
NC	RA	APPROVED	2022-08-01
VA	RA	APPROVED	2022-07-30
IL	RA	APPROVED	2022-07-29
NV	RA	APPROVED	2022-07-29
AZ	RA	APPROVED	2022-07-28
NY	RA	APPROVED	2022-07-28
UT	RA	APPROVED	2022-07-28
TX	RA	APPROVED_RES	2022-07-05
MD	RA	APPROVED	2022-06-30
MN	RA	APPROVED	2022-06-30
CT	RA	APPROVED	2022-06-29
GA	RA	APPROVED	2022-06-29
NJ	RA	APPROVED	2022-06-29
PA	RA	APPROVED	2022-06-29
CA	RA	APPROVED	2022-06-28
IN	RA	APPROVED	2022-06-28
MO	RA	APPROVED	2022-06-28
OH	RA	APPROVED	2022-06-28
VT	RA	APPROVED	2022-06-28

DC RA
APPROVED

Since 2023-02-21
WA RA
APPROVED

Since 2022-10-21
NH RA
APPROVED

Since 2022-08-22
FL RA
APPROVED

Since 2022-08-16
MA RA
APPROVED

Since 2022-08-08
CO RA
APPROVED

Since 2022-08-01
NC RA
APPROVED

Since 2022-08-01
VA RA
APPROVED

Since 2022-07-30
IL RA
APPROVED

Since 2022-07-29
NV RA
APPROVED

Since 2022-07-29
AZ RA
APPROVED

Since 2022-07-28
NY RA
APPROVED

Since 2022-07-28
UT RA
APPROVED

Since 2022-07-28
TX RA
APPROVED_RES

Since 2022-07-05
MD RA
APPROVED

Since 2022-06-30
MN RA
APPROVED

Since 2022-06-30
CT RA
APPROVED

Since 2022-06-29
GA RA
APPROVED

Since 2022-06-29
NJ RA
APPROVED

Since 2022-06-29
PA RA
APPROVED

Since 2022-06-29
CA RA
APPROVED

Since 2022-06-28
IN RA
APPROVED

Since 2022-06-28
MO RA
APPROVED

Since 2022-06-28
OH RA
APPROVED

Since 2022-06-28
VT RA
APPROVED

Since 2022-06-28

Branch Locations

100 East Tryon Rd., Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Salt Lake City	UT	11/2016	12/2019
Svb Wealth Advisory	Cottonwood Heights	UT	01/2020	06/2022
Silicon Valley Bank	Cottonwood Heights	UT	01/2020	03/2023
Svb Wealth Llc	Raleigh	NC	06/2022	Present
Svb Investment Services Inc	Raleigh	NC	06/2022	Present
First Citizens Investor Services	Raleigh	NC	11/2023	Present
Wells Fargo Advisors Llc	Salt Lake City	UT	05/2009	11/2016

11/2016 → 12/2019

Wells Fargo Clearing Services, Llc

Salt Lake City, UT
01/2020 → 06/2022

Svb Wealth Advisory

Cottonwood Heights, UT
01/2020 → 03/2023

Silicon Valley Bank

Cottonwood Heights, UT
06/2022 → Present

Svb Wealth Llc

Raleigh, NC
06/2022 → Present

Svb Investment Services Inc

Raleigh, NC
11/2023 → Present

First Citizens Investor Services

Raleigh, NC
05/2009 → 11/2016

Wells Fargo Advisors Llc

Salt Lake City, UT

Previous Registrations

2020-01-22 → 2022-07-29

Svb Investment Services Inc.

Cottonwood Heights, UT

San Francisco, CA

Salt Lake City, UT

San Francisco, CA

San Francisco, CA
2008-09-25 → 2020-01-07

Wells Fargo Clearing Services, Llc

Salt Lake City, UT
2002-07-02 → 2008-09-19

Strategic Advisers Llc

Cincinnati, OH

Other Businesses

SVB Wealth LLC-Investment Related-Director, Affluent Wealth Advisors; 2770 Sandhill Road, Menlo Park, CA 94025; Wealth Advisory; Position is Director, Affluent Wealth Advisors; Started 06/2022; FTE employee; Supervise registered individuals who provide wealth management advice to SVBW clients.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-07-11
S63	Uniform Securities Agent State Law Examination	1994-02-25

S66 Uniform Combined State Law Examination

2002-07-11
S63 Uniform Securities Agent State Law Examination

1994-02-25

View on SEC IAPD