Christopher John Neri

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2024-02-01
IN	RA	APPROVED	2023-05-15
FL	RA	APPROVED	2010-05-28
TX	RA	APPROVED	2010-05-26

ME RA
APPROVED

Since 2024-02-01
IN RA
APPROVED

Since 2023-05-15
FL RA
APPROVED

Since 2010-05-28
TX RA
APPROVED

Since 2010-05-26

Branch Locations

Independent Square One Independent Dr. Suite 1700, Jacksonville, FL 32202 • United States

Macclenny, FL • United States

Fernandina Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Jacksonville	FL	05/2010	Present

05/2010 → Present

Ubs Financial Services Inc

Jacksonville, FL

Previous Registrations

1994-04-19 → 2010-05-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Ponte Vedra Beach, FL

Ponte Vedra Beach, FL

Other Businesses

NP CAPITAL / 7141 MILTONDALE RD. MACCLSNNY,FL 32063 / COMPANY/ REAL ESTATE / BUYING AND SELLING REAL ESTATE / PARTNER / MAKE DECISIONS ON THE PROPERTY HOLDINGS / START DATE 1/2/2013.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-09
S63	Uniform Securities Agent State Law Examination	1994-04-25

S65 Uniform Investment Adviser Law Examination

1994-05-09
S63 Uniform Securities Agent State Law Examination

1994-04-25

Other Names

Christopher J Neri

View on SEC IAPD