Monica Nicole Striplin

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-07
AZ	RA	APPROVED	2008-08-27

TX RA
APPROVED_RES

Since 2020-04-07
AZ RA
APPROVED

Since 2008-08-27

Branch Locations

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Engines	Phoenix	AZ	06/2008	02/2022
Financial Engines Advisors L.L.C.	Santa Clara	CA	02/2022	01/2023
Financial Engines Advisors L.L.C.	Santa Clara	CA	01/2023	Present

06/2008 → 02/2022

Financial Engines

Phoenix, AZ
02/2022 → 01/2023

Financial Engines Advisors L.L.C.

Santa Clara, CA
01/2023 → Present

Financial Engines Advisors L.L.C.

Santa Clara, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-08-01
S63	Uniform Securities Agent State Law Examination	2005-12-01

S65 Uniform Investment Adviser Law Examination

2008-08-01
S63 Uniform Securities Agent State Law Examination

2005-12-01

Other Names

Monica Striplin