Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-05-03 |
| SC | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Spartanburg | SC | 10/2009 | Present |
| Bank Of America, N.A. | Spartanburg | SC | 05/2011 | Present |
I*424483, Entity Type: Entity Charitable, Name of OBA: Mobile Meals of Spartanburg, Address: Spartanburg, South Carolina, 29302, Investment Related: N, Position, Title, Association: Committee,Board Member, Employee State Date: 08/26/2025, No Hours: 5 Monthly, No Hours during Trading: 5 Monthly, Duties: Incoming Board Chair. Also serve on Executive Committee, Finance Committee and Long Range Planning Committee. As far as participation on the Investment and Finance Committee, we have no authority to make decisions for the organization. Our responsibility is to report on the current status of the budget, investments and capital expenditures. We have spending policies that we make sure are being maintained, as well as budget planning for fund raising events. No action can be taken by a committee. The Committee can make recommendations, but it requires a full board vote for action. Meal Delivery for homebound/shut in population in Spartanburg County
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-22 |
Reach out to this advisor