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Jason Robert Romano

Threadline Wealth

Los Angeles, CA

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Current Employers
Threadline Wealth

10900 Ne 8Th St, Ste 305, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2002-10-03
  • CA RA
    APPROVED
    Since 2002-10-03

Branch Locations

11766 Wilshire Boulevard Suite 900, Los Angeles, CA 90025 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Moss Adams Wealth Advisors Llc Los Angeles WA 12/2000 Present
Moss Adams Securities & Insurance Llc Los Angeles CA 11/2005 Present
  • 12/2000 → Present
    Moss Adams Wealth Advisors Llc
    Los Angeles, WA
  • 11/2005 → Present
    Moss Adams Securities & Insurance Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-10
S63 Uniform Securities Agent State Law Examination 1994-04-19
  • S65 Uniform Investment Adviser Law Examination
    2001-09-10
  • S63 Uniform Securities Agent State Law Examination
    1994-04-19
Designations

View on SEC IAPD

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