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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-12 |
| CA | RA | APPROVED | 2005-12-16 |
Branch Locations
100 Pringle Ave Ste 420, Walnut Creek, CA 94596-7385 • United States
Oakland, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Francisco | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Francisco | CA | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 377 60th St, , Oakland, CA, 94618; Not Investment-Related; 09/29/2020. Business Ownership; Baitshop Dives LLC; General oversite; Eating and Drinking place; 5227 Telegraph Ave, , Oakland, CA, 94609; Not Investment-Related; 07/31/2009; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-14 |
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