Holly Ann Dippert

Current Employers

Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-12-03
TX	RA	APPROVED	2024-12-03

NC RA
APPROVED

Since 2024-12-03
TX RA
APPROVED

Since 2024-12-03

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Charlotte	NC	11/2013	11/2021
Sanctuary Wealth	Los Angeles	CA	11/2021	Present

11/2013 → 11/2021

Lpl Financial Llc

Charlotte, NC
11/2021 → Present

Sanctuary Wealth

Los Angeles, CA

Other Businesses

(1) Name: Ultimate Transport, Inc. Position: Officer/Director Nature: Bulk water hauling (filling swimming pools) Investment Related: No Hours: 40 Securities Trading Hours: 0 Start Date: 01/01/2019 Address: 3501 GRIBBLE RD, Matthews NC 28104, United Description: Corporate Secretary

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-02

S66 Uniform Combined State Law Examination

2024-12-02

Other Names

Holly Ann Dippert
Holly Ann Jakubus
Holly A Brosch
Holly Ann Brosch

View on SEC IAPD