Tara Ann Goral

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2006-04-28

NJ RA
APPROVED

Since 2006-04-28

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	03/2006	Present
Bank Of America, N.A.	Pennington	NJ	08/2009	Present

03/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
08/2009 → Present

Bank Of America, N.A.

Pennington, NJ

Previous Registrations

2006-01-10 → 2006-03-16

Ameriprise Financial Services, Llc

Lawrenceville, NJ

Other Businesses

I*: 1950272 Entity Type: Entity For Profit,Entity Publicly Traded Name of OBA: Optavia Address: Baltimore, MD Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 09/01/2024 Number of Hours: 20 hrs Number of Hours during trading: 0 Duties: Health & nutrition coach

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-09

S66 Uniform Combined State Law Examination

2006-01-09

Other Names

Tara Ann Dupon
Tara Ann Dupon
Tara Ann Goral

View on SEC IAPD