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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
FL RA APPROVED 1994-02-24
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • FL RA
    APPROVED
    Since 1994-02-24

Branch Locations

9150 S Dadeland Blvd Ste 1010, Miami, FL 33156 • United States

Coral Gables, FL • United States

Little Torch Key, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miami FL 01/1994 03/2020
Ameriprise Financial Services, Llc Miami FL 03/2020 Present
Other Businesses

Business Ownership; Mark Marandino, Inc; ; I use this company to pay my employees and related business(financial planning) expenses.; 5901 Maggiore StCoral Gables, FL 33146, ,; Not Investment-Related; 01/01/2011; 40 to 59 hours per month; 40 to 59 during trading hours / FAM, LLC; Deposit my own funds and pay common office related bills; This company is owned by myself and 1 other Ampf financial advisors. It is used for common biz related expenses that we have as we are located in the same office; 9150 S. Dadeland Blvd #1010, , Miami, FL, 33156; Not Investment-Related; 01/01/2002; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Friends of Brandeis Athletics; Eecutive Board Member; Gosman Athletic center, 415 Soth St, Waltham, MA, 02453; Not Investment-Related; 09/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Mark Marandino, Inc; President - I use this company to pay my employees and related business(financial planning) expenses.; ; 5901 Maggiore St, , Coral Gables, FL, 33156; Investment-Related; 01/01/2011; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-07-29
S65 Uniform Investment Adviser Law Examination 1997-07-29
  • S63 Uniform Securities Agent State Law Examination
    1997-07-29
  • S65 Uniform Investment Adviser Law Examination
    1997-07-29

View on SEC IAPD

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