Howard Slater

Current Employers

Employment History

• 06/2005 → 04/2021
  Securities America, Inc.
  Cleveland, OH
• 07/2013 → 04/2021
  Securities America Advisors, Inc.
  Clevland, OH
• 02/2018 → 06/2024
  Cedar Brook Financial Partners, Llc
  Cleveland, OH
• 04/2021 → 06/2024
  Cadaret, Grant & Co., Inc.
  Cleveland, OH
• 06/2024 → Present
  Ses Llc
  Cleveland, OH
• 06/2024 → Present
  Seia Llc
  Cleveland, OH

Previous Registrations

• 2018-03-01 → 2024-07-01
  Cedar Brook Group
  Cleveland, OH
• 2021-04-07 → 2024-06-17
  Cadaret, Grant & Co., Inc.
  Cleveland, OH
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
• 2013-07-08 → 2021-04-13
  Securities America Advisors, Inc.
  Mayfield Heights, OH
• 2005-07-22 → 2013-02-04
  Securities America Advisors, Inc.
  Mayfield Heights, OH
• 2000-01-01 → 2005-07-20
  Osaic Fa, Inc.
  Cleveland, OH

Other Businesses

1) PLAN FOR A BETTER LIFE POSITION: 100% Owner, NATURE: DBA , S CORPORATION -CORPORATION FOR PERSONAL TAX PLANNING INVESTMENT RELATED: 1 hour per month, None during SECURITIES TRADING HOURS: null START DATE: 05/12/2003 ADDRESS: 5425 Brookside Trail, Solon OH 44139 DESCRIPTION: This is a personal S Corp set up for tax reasons. 2) CHABAD OF SOLON POSITION: volunteer NATURE: Charity/NON PROFIT ORGANIZATION - VOLUNTEER, INVESTMENT RELATED: 10 hours per month, 1 hour during SECURITIES TRADING HOURS, START DATE: 01/01/2005 ADDRESS: 5570 Harper Road, Solon OH 44139 DESCRIPTION: Volunteer on various teams including security, operations and fund raising. 3) Owner of Wembley Tennis Club - As of May 1, 2014; 1 hour a month during and outside of trading activities is spent on this activity. 5 percent of his yearly compensation is derived from this activity. 4) Board Member; Ohio Senior Olympics; investment related: No; Location: 350 N Cleveland Ave Westerville OH 43082 US; Description of the business: Senior Olympics is a national umbrella organization that manages the biannual sporting event. Ohio Senior Olympics is the Ohio division of the Senior Olympics that manages all aspects of the Ohio program.; Responsibilities Duties: Standard board member duties which focuses on the mission of the organization.; Start date with business: 2023-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0. 5) Plan of Action (Book), Co-Author since 2010, Cleveland, OH, a book that is referenced in email and given out to clients, 0 hours, not compensated, not investment related. 6) INSURANCE LICENSE - PRODUCER POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 6-14-2024 ADDRESS: 5885 Landerbrook Dr., Suite 200, Cleveland OH, 44124, United States DESCRIPTION: Insurance sales and service consistent with financial planning. 7) SEIA LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/14/2024 ADDRESS: 5885 Landerbrook Dr., Suite 200, Cleveland OH, 44124, United States DESCRIPTION: RIA sales & service 8) National Senior Games Association (NSGA) POSITION: Volunteer committee member NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/13/2025 ADDRESS: PO Box 5630, Clearwater, FL, 33758, United States DESCRIPTION: Identify what steps NSGA should take to raise more funds and prepare and submit a fundraising plan to the Board of Directors.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-02-11

Designations

Other Names

• Howard Alan Slater