George Kevin Stepanoff

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-24
NY	RA	APPROVED	2024-06-03

TX RA
APPROVED_RES

Since 2026-03-24
NY RA
APPROVED

Since 2024-06-03

Branch Locations

Naples, FL • United States

481 Penbrooke Drive Suite 3B, Penfield, NY 14526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	06/2024	Present
Ps&E Plan To Prosper	Penfield	NY	06/2024	Present
Lincoln Financial Advisors Corporation	Rochester	NY	06/1998	06/2024

06/2024 → Present

Commonwealth Financial Network

Waltham, MA
06/2024 → Present

Ps&E Plan To Prosper

Penfield, NY
06/1998 → 06/2024

Lincoln Financial Advisors Corporation

Rochester, NY

Previous Registrations

2007-03-07 → 2024-06-04

Osaic Fa, Inc.

Rochester, NY

Rochester, NY

Other Businesses

1. Fixed insurance sales; as of 06/03/2024; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, PS&E, LLC, Plan to Prosper; a private entity established to facilitate securities, advisory, and insurance business; as of 06/03/2024; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-02-02

S63 Uniform Securities Agent State Law Examination

1994-02-02

Other Names

G Kevin Stepanoff

View on SEC IAPD