Michael Andrew Wilcox

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-01-17
TX	RA	APPROVED	2024-01-17

MI RA
APPROVED

Since 2024-01-17
TX RA
APPROVED

Since 2024-01-17

Branch Locations

213 East Main St., Gaylord, MI 49735 • United States

5982 Westside Saginaw Rd, Bay City, MI 48706 • United States

319 Lake St., Roscommon, MI 48653 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Maier & Associates Financial Group. Inc	Bay City	MI	10/1993	Present
Securities America, Inc.	Lavista	NE	10/2013	11/2018
Raymond James Financial Services, Inc.	Bay City	MI	11/2018	01/2024
Raymond James Financial Services Advisors, Inc.	Bay City	MI	11/2018	01/2024
Maier And Associates Financial Group	Bay City	MI	10/1993	Present
Masa Properties, Llc	Bay City	MI	02/2007	03/2026
Lpl Financial Llc	Bay City	MI	01/2024	Present

10/1993 → Present

Maier & Associates Financial Group. Inc

Bay City, MI
10/2013 → 11/2018

Securities America, Inc.

Lavista, NE
11/2018 → 01/2024

Raymond James Financial Services, Inc.

Bay City, MI
11/2018 → 01/2024

Raymond James Financial Services Advisors, Inc.

Bay City, MI
10/1993 → Present

Maier And Associates Financial Group

Bay City, MI
02/2007 → 03/2026

Masa Properties, Llc

Bay City, MI
01/2024 → Present

Lpl Financial Llc

Bay City, MI

Previous Registrations

2018-11-05 → 2024-01-19

Raymond James Financial Services Advisors, Inc

Bay City, MI
2013-09-20 → 2018-11-06

Securities America Advisors, Inc.

Bay City, MI
2008-01-04 → 2013-10-04

National Planning Corporation

Roscommon, MI

Gaylord, MI

Bay City, MI

Other Businesses

1) 12/2023 - Maier & Associates Financial Group. Inc / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 40 Hrs per month / 98% Time Spent 2) 12/2023 - Non-Variable Insurance / Inv. Related / Bay City MI / Start date 02/15/1994 - 1Hrs per month - 1% Time Spent 3) 11/13/2025 - MAAC Properties LLC - Real Estate Rental - Investment Related - Kissimmee, FL - Start Date 11/06/2025 - 2 hours per month/ 0 hours during trading 4) 03/06/2026 - Real Estate Rental - Investment Related - Kissimmee, FL - Start Date 02/25/2026 - 2 hours per month/ 0 hours during trading 5) 04/01/2026 - MASA Properties - Real Estate Rental - Investment Related - Bay City, MI - Start Date 02/06/2007 - 6 hours per month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-29
S63	Uniform Securities Agent State Law Examination	1994-01-31

S66 Uniform Combined State Law Examination

2007-11-29
S63 Uniform Securities Agent State Law Examination

1994-01-31

Designations

Other Names

Michael A Wilcox

View on SEC IAPD