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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-17 |
Branch Locations
9621 Harford Rd, 1St Floor, Baltimore, MD 21234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Baltimore | MD | 12/2012 | Present |
1. 11/27/2012 - REAL ESTATE RENTAL - SOLE PROPRIETOR - RENTAL PROPERTY - TIME SPENT 5% - BALTIMORE, MD. 2. 03/17/2014 - FOR ACCOUNTING PURPOSES ONLY - SENIOR RESOURCES - ESTABLISHED IN 1999 AS MY ORIGINAL COMPANY NAME. I NO LONGER USE IT AS A DBA, I STOPPED IN 2006, BUT CONTINUE TO USE IT AS A TAX ENTITY TO FILE MY INCOME TAXES - 1% OF TIME SPENT - BALTIMORE, MD 3. 01/14/2016 - Maryland Financial Advocates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - START 02/01/2016 - 40 Hours Per Month During Securities Trading. 4. 10/8/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/07/2013 - 10 Hours Per Month During Securities Trading. 5. 01/31/2024 - No Business Name - Inv Related - At Reported Business location(s) - Notary - Started: 1/29/2024 - 1 Hr/Mo; 0 Hr During Trading. 6) 04/28/2025 - CHC Premium Vending - Not Investment Related - Business Owner - Location - Home Based - Start Date: 05/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-21 |
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