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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-25
WI RA APPROVED 2017-03-15
  • TX RA
    APPROVED_RES
    Since 2019-07-25
  • WI RA
    APPROVED
    Since 2017-03-15

Branch Locations

411 East Wisconsin Avenue Suite 2200, Milwaukee, WI 53202 • United States

111 North Washington Street Suite 410, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&I Financial Advisors Inc. Appleton WI 04/2010 02/2017
Bmo Harris Bank Na Milwaukee WI 07/2011 02/2017
M&I Insurance Services Milwaukee WI 04/2012 02/2017
M&I Trust Company Milwaukee WI 04/2012 02/2017
Bmo Harris Financial Advisors, Inc. Appleton WI 08/2012 02/2017
Morgan Stanley Green Bay WI 02/2017 Present
  • 04/2010 → 02/2017
    M&I Financial Advisors Inc.
    Appleton, WI
  • 07/2011 → 02/2017
    Bmo Harris Bank Na
    Milwaukee, WI
  • 04/2012 → 02/2017
    M&I Insurance Services
    Milwaukee, WI
  • 04/2012 → 02/2017
    M&I Trust Company
    Milwaukee, WI
  • 08/2012 → 02/2017
    Bmo Harris Financial Advisors, Inc.
    Appleton, WI
  • 02/2017 → Present
    Green Bay, WI
Previous Registrations
  • 2012-08-01 → 2017-03-10
    Bmo Harris Financial Advisors, Inc.
    Appleton, WI
    Appleton, WI
  • 2012-04-20 → 2012-08-01
    M&I Financial Advisors, Inc
    Appleton, WI
  • 2010-05-18 → 2012-04-19
    M&I Investment Management Corp.
    Milwaukee, WI
  • 2009-06-01 → 2010-04-28
    Green Bay, WI
  • 1999-09-16 → 2009-06-01
    Rhinelander, WI
    Green Bay, WI
    Green Bay, WI
    Green Bay, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-01
S63 Uniform Securities Agent State Law Examination 1994-09-21
  • S65 Uniform Investment Adviser Law Examination
    1997-10-01
  • S63 Uniform Securities Agent State Law Examination
    1994-09-21
Other Names
  • Brenda A Lacombe
  • Brenda Ann Strutz

View on SEC IAPD

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