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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-25 |
| WI | RA | APPROVED | 2017-03-15 |
Branch Locations
411 East Wisconsin Avenue Suite 2200, Milwaukee, WI 53202 • United States
111 North Washington Street Suite 410, Green Bay, WI 54301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&I Financial Advisors Inc. | Appleton | WI | 04/2010 | 02/2017 |
| Bmo Harris Bank Na | Milwaukee | WI | 07/2011 | 02/2017 |
| M&I Insurance Services | Milwaukee | WI | 04/2012 | 02/2017 |
| M&I Trust Company | Milwaukee | WI | 04/2012 | 02/2017 |
| Bmo Harris Financial Advisors, Inc. | Appleton | WI | 08/2012 | 02/2017 |
| Morgan Stanley | Green Bay | WI | 02/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-21 |
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