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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-04-26 |
| PA | RA | APPROVED | 2024-04-26 |
| TX | RA | APPROVED | 2024-04-26 |
Branch Locations
40 N 5Th Street, Indiana, PA 15701 • United States
40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Indiana | PA | 10/2008 | Present |
| &Partners, Llc | Nashville | TN | 04/2024 | Present |
SPARKY LLC POSITION: Managing Member NATURE: Purchase building for practice. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2025 ADDRESS: Indiana, PA 15701, United States DESCRIPTION: Process and complete associated paperwork SPARKY LLC POSITION: Managing Member NATURE: Purchase building for practice. Additionally, we are renovating space in the building to use as rental units for income. The monthly income will be a total of four members. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2025 ADDRESS: Indiana, PA 15701, United States DESCRIPTION: Process and complete associated paperwork and deposit rent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-25 |
| S65 | Uniform Investment Adviser Law Examination | 2001-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-01 |
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