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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-04-26
PA RA APPROVED 2024-04-26
TX RA APPROVED 2024-04-26
  • AL RA
    APPROVED
    Since 2024-04-26
  • PA RA
    APPROVED
    Since 2024-04-26
  • TX RA
    APPROVED
    Since 2024-04-26

Branch Locations

40 N 5Th Street, Indiana, PA 15701 • United States

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Indiana PA 10/2008 Present
&Partners, Llc Nashville TN 04/2024 Present
Previous Registrations
Other Businesses

SPARKY LLC POSITION: Managing Member NATURE: Purchase building for practice. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2025 ADDRESS: Indiana, PA 15701, United States DESCRIPTION: Process and complete associated paperwork SPARKY LLC POSITION: Managing Member NATURE: Purchase building for practice. Additionally, we are renovating space in the building to use as rental units for income. The monthly income will be a total of four members. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2025 ADDRESS: Indiana, PA 15701, United States DESCRIPTION: Process and complete associated paperwork and deposit rent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-25
S65 Uniform Investment Adviser Law Examination 2001-12-12
S63 Uniform Securities Agent State Law Examination 1994-11-01
  • S66 Uniform Combined State Law Examination
    2019-02-25
  • S65 Uniform Investment Adviser Law Examination
    2001-12-12
  • S63 Uniform Securities Agent State Law Examination
    1994-11-01
Other Names
  • Kristine Marie Price
  • Kris Marie Brice
  • Kristine Brice

View on SEC IAPD

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