Matthew James Mcfarland

Current Employers

Vest Financial Llc

8350 Broad St Suite 240, Mclean, VA 22102-5150 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-09-11
VA	RA	APPROVED	2023-10-06

IL RA
APPROVED

Since 2024-09-11
VA RA
APPROVED

Since 2023-10-06

Branch Locations

Glen Ellyn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cboe Global Markets	Chicago	IL	08/2007	10/2020
Miami International Holdings	Princeton	NJ	04/2021	03/2023
Vest Financial, Llc	Mclean	VA	04/2023	Present
Vest Securities, Llc	Mclean	VA	07/2023	Present
Unemployed	Chicago	IL	10/2020	04/2021

08/2007 → 10/2020

Cboe Global Markets

Chicago, IL
04/2021 → 03/2023

Miami International Holdings

Princeton, NJ
04/2023 → Present

Vest Financial, Llc

Mclean, VA
07/2023 → Present

Vest Securities, Llc

Mclean, VA
10/2020 → 04/2021

Unemployed

Chicago, IL

Other Businesses

1) Vest Financial LLC, Investment Advisory firm, 8350 Broad Street, Suite 240, McLean, VA; Senior Vice President, Capital Markets; Start date 04/2023; Approximately 160 hrs per month; 40 hours/week during security trading hours; Duties: Manage market maker, clearing broker, executing broker and other partner relationships. Seek new strategic partnerships for business. Lend options expertise to product development, product management, and sales teams. Compensated through salary and incentive compensation tied to the overall growth of the business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-06
S63	Uniform Securities Agent State Law Examination	2000-11-09

S66 Uniform Combined State Law Examination

2023-10-06
S63 Uniform Securities Agent State Law Examination

2000-11-09